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Risk and regulation in global securities markets / Richard Dale.

By: Material type: TextTextPublication details: Chichester ; New York : John Wiley, 1996.Description: x, 342 pISBN:
  • 047195781X (cloth)
Subject(s): DDC classification:
  • 346/.092 342.692 20
LOC classification:
  • K1114 .D35 1996
Contents:
1. Financial Regulation in the New Global Markets -- 2. The Regulation of Investment Firms in the European Union -- 3. The Capital Adequacy Regulation of US Broker-Dealers -- 4. Japan's New Financial Regulatory Regime -- 5. Global Regulatory Initiatives -- 6. Derivatives: The New Regulatory Challenge -- 7. Summary and Conclusions -- Appendix 1 The Barings Disaster: A Warning to Regulators -- Appendix 2 Implementing the CAD -- Appendix 3 Comparison of Position Risk Requirements -- Appendix 4 Supervising Financial Conglomerates -- Appendix 5 EC Council Directive (93/6/EEC) of 15 March 1993 -- Appendix 6 Amendment to the Capital Accord to Incorporate Market Risks.
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Holdings
Item type Current library Call number Status Date due Barcode Item holds
Book Book Ahmedabad 332.63 (Browse shelf(Opens below)) Available 137872
Total holds: 0

1. Financial Regulation in the New Global Markets -- 2. The Regulation of Investment Firms in the European Union -- 3. The Capital Adequacy Regulation of US Broker-Dealers -- 4. Japan's New Financial Regulatory Regime -- 5. Global Regulatory Initiatives -- 6. Derivatives: The New Regulatory Challenge -- 7. Summary and Conclusions -- Appendix 1 The Barings Disaster: A Warning to Regulators -- Appendix 2 Implementing the CAD -- Appendix 3 Comparison of Position Risk Requirements -- Appendix 4 Supervising Financial Conglomerates -- Appendix 5 EC Council Directive (93/6/EEC) of 15 March 1993 -- Appendix 6 Amendment to the Capital Accord to Incorporate Market Risks.

Includes bibliographical references and index.

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