Risk and regulation in global securities markets / Richard Dale.
Material type:![Text](/opac-tmpl/lib/famfamfam/BK.png)
- 047195781X (cloth)
- 346/.092 342.692 20
- K1114 .D35 1996
Item type | Current library | Call number | Status | Date due | Barcode | Item holds | |
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Ahmedabad | 332.63 (Browse shelf(Opens below)) | Available | 137872 |
1. Financial Regulation in the New Global Markets -- 2. The Regulation of Investment Firms in the European Union -- 3. The Capital Adequacy Regulation of US Broker-Dealers -- 4. Japan's New Financial Regulatory Regime -- 5. Global Regulatory Initiatives -- 6. Derivatives: The New Regulatory Challenge -- 7. Summary and Conclusions -- Appendix 1 The Barings Disaster: A Warning to Regulators -- Appendix 2 Implementing the CAD -- Appendix 3 Comparison of Position Risk Requirements -- Appendix 4 Supervising Financial Conglomerates -- Appendix 5 EC Council Directive (93/6/EEC) of 15 March 1993 -- Appendix 6 Amendment to the Capital Accord to Incorporate Market Risks.
Includes bibliographical references and index.
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